Business ❯ Finance

Regulatory Compliance

Securities and Exchange Commission Securities Regulation Financial Regulations Securities and Exchange Board of India Licensing Financial Reporting Banking Regulations Market Regulations SEC Filings Reserve Bank of India

CFTC and NHL Sign MOU to Police Hockey Prediction Markets

The pact lets the regulator receive confidential league data to enable real-time monitoring that detects insider trading and manipulation.

Securitize Posts Record Q1 Revenue as It Readies SPAC Listing

Blockchain.com Files Confidential S-1 With SEC for U.S. IPO

Molson Coors Subsidiary Launches Private Placement of Canadian Dollar Senior Notes

Tether Files Multiple Trademarks in South Korea

Bakkt Jumps After SEC Filings Show $4.85 Million Director Buy and CEO Option Exercise

Boston Omaha to Sell General Indemnity Group to CopperPoint in All-Cash Deal

Zerohash Becomes First MiCA-Licensed Crypto Firm With Dutch EMI Status

Standard Chartered To Absorb Zodia Custody’s Client Business, Spin Off Zodia Solutions

Commerzbank Rejects UniCredit’s Bid and Urges Shareholders to Spurn the Offer

House Agriculture Leaders Urge Trump to Fill CFTC Seats With CLARITY Bill Advancing

Gemini Stock Jumps on $100 Million Winklevoss Bitcoin Investment and 42% Q1 Revenue Gain

IREN Closes $3 Billion Convertible Notes to Fuel AI Cloud Expansion

SEC Proposes Optional Semiannual Reporting for Public Companies

Arc, Canton and Tempo Top $1 Billion in Funding for Privacy-First Finance Chains

UWM Lifts Two Harbors Bid to $12.50 as Proxy Fight Intensifies

WLFI Moves $55.57 Million Into Unlock Contract as Team Burns 100 Million Tokens

Jio Platforms Shifts Mumbai IPO to Fresh Fundraise, Offering 2.5% Stake

SEC Proposes Optional Semiannual Reporting for Public Companies

BlackBerry Wins TSX Approval to Renew 26.8 Million-Share Buyback