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Securities Regulation

SEC Filings Forward-Looking Statements Canadian Securities Laws Disclosure Requirements SEBI Regulations SEC Reporting Securities and Exchange Board of India TSX Venture Exchange SEBI Early Warning Reports

UP Fintech Posts Q1 Revenue Gain but Swings to Loss After CSRC Penalty

The company says a one-time mainland regulator charge drove the GAAP hit and it will use a new $50 million buyback to support shareholder value.

Futu Reports Strong Q1 Growth but Books RMB1.85 Billion Penalty That Slashes Profit

Bombardier Launches $500 Million 2035 Notes, Sets Conditional Redemption of 2029 Bonds

Bakkt Closes DTR Acquisition to Power Stablecoin Settlement

EMJX Founder Updates Shareholders on SRx Merger Timeline After S-4 Filing

Abra to Go Public in $750 Million SPAC With New Providence, Listing on Nasdaq as ABRX

NSE Appoints 20 Banks and 8 Law Firms as IPO Plans Move Forward

SEC Finalizes Rules Putting FPI Directors and Officers Under Section 16

SEC Issues First Overhaul of Enforcement Manual in Nearly a Decade

Hillhouse Unit Plans First Cut to Gree Electric Stake, Up to 2% Via Block Trades

ASX Lifts 2026 Cost Outlook as CEO Sets May Exit and ASIC Report Nears

CVM Names Former Americanas CEO as Architect of Long-Running Fraud as Sanctioning Process Begins

Azul Stock Rebounds After R$7.4 Billion Debt-for-Equity Swap Triggers Steep Selloff

SEBI Settles Tata Motors Finance NCD Case for Rs 32 Lakh

TIM Sets Jan. 28 Vote on Savings-Share Conversion After €1 Billion Court Win

Forward Industries Launches SEC-Registered Shares Onchain on Solana

Securitize Sets Q1 2026 Launch for Natively Tokenized Public Stocks

BlackRock’s GIP Sells 7.1% of Naturgy in €1.7 Billion Accelerated Placement

Lucid Raises $875 Million in 2031 Convertible Notes to Refinance 2026 Debt

Issuers Fast-Track U.S. Spot XRP ETFs for Mid-November Launch Window