Finance ❯ Regulation

Securities Regulation

Securities and Exchange Board of India SEC Cryptocurrency Regulation Investment Advisory Market Oversight Market Manipulation Investor Protection Securities and Exchange Commission Insider Trading Stablecoins

EDX Markets Adds Figure's YLDS as Collateral and Treasury Asset

The move lets institutional customers earn yield on previously idle margin using a SEC-registered digital security.

Injective Affiliate Registers With SEC as Transfer Agent

NYSE Pushes Onchain Settlement for Tokenized Securities

SFC Freezes HK$125.25 Million in Futu Client Account Over Suspected IPO Manipulation

Outside Review Urges Major Fixes to FINRA Enforcement Program

ESMA Says Many Prediction Market Contracts Fall Under EU Binary‑Options Ban

SEBI Proposes Single Common Advertisement Code to Regulate Finfluencers and AI Avatars

Pakistan Regulator Clears Five Brokers to Offer Shariah-Compliant Trading Windows

SEC and CFTC Propose Rollback of Form PF, Raising Thresholds and Cutting Reports

SEC Cuts Minimum Window for Some Equity Tender Offers to 10 Business Days

Regulators Clear DTCC–CME Client Cross-Margining for U.S. Treasuries Starting April 30

SEBI Marks Pledged IPO Shares Nontransferable During Lock-In

SEBI Chief Touts AI Crackdown on Finfluencers, Sets Cautious Course on Derivatives and FPI Reforms

Bitcoin Price Debate Centers on ETF Mechanics, Not Jane Street

SEBI Puts Compliance Cost Cuts and Impact Assessments at the Top of Its Agenda

Crisil Says SEBI Curbs Squeeze Trading as Diversified Brokers Prove Resilient

SEBI Backs NSE Settlement as NOC Nears, Clearing Path to IPO

Tokenized Stocks Hit Record $1.2 Billion as Institutional Plans Accelerate

Government Tables Securities Markets Code Bill, To Face Finance Panel Review

SEBI Launches Rs 18.14 Crore Recovery Against ‘Baap of Chart’ Operation