Finance ❯ Regulation

Securities Regulation

Securities and Exchange Board of India SEC Market Oversight Insider Trading Investment Advisory Cryptocurrency Regulation Settlement Mechanism Crypto Regulation Decentralized Finance ETF Approval Process

Acting CFTC Chief Caroline Pham to Join MoonPay After Mike Selig Is Sworn In

Her move caps a year of CFTC actions that opened regulated channels for U.S. crypto trading and market infrastructure.

SEC Pushes Short-Sale and Securities-Lending Reporting to 2028–2029

ASX Restores Announcements Platform After Outage Halts About 80 Stocks

Global Exchanges Press SEC to Curb Crypto Exemptions for Tokenized Stocks

Tuttle Capital Files 'Income Blast' ETFs for Bonk, Sui and Litecoin

SEC Chair Paul Atkins Unveils Drive to Revive U.S. IPOs on European Tour

SEBI Sets Rs 5,000 Crore Net, Rs 10,000 Crore Gross Intraday Caps for Index Options From Oct. 1

SEBI Searches Avadhut Sathe’s Trading Academy as Finfluencer Crackdown Intensifies

October Deadlines Set for SEC XRP ETF Rulings as Ripple Awaits OCC Bank-Charter Decision

SEBI Puts Concentration Caps for Derivatives Indices Out for Comment, Proposes Phased Rebalancing

SEBI Logs Record 703 Settlement Pleas in FY25, Boosts Collections Over ₹860 Crore

Guardati Torti Hit With 2.76 Billion-Peso Fine, Market Ban by Argentina’s CNV

SEBI Freezes Mehul Choksi’s Bank, Demat and Mutual Fund Accounts to Recover Rs 2.1 Crore

SEBI Fines Reliance Securities ₹9 Lakh for Regulatory Violations