Finance ❯ Regulation

Securities Regulation

Securities and Exchange Board of India SEC Cryptocurrency Regulation Investment Advisory Market Oversight Investor Protection Securities and Exchange Commission Insider Trading Stablecoins Market Structure

3 ARTICLES

last wk.

Outside Review Urges Major Fixes to FINRA Enforcement Program

The report proposes clearer rules on investigations, time limits, and settlements and leaves FINRA to decide which changes to adopt through future rulemaking or policy updates.

11 ARTICLES

3w ago

ESMA Says Many Prediction Market Contracts Fall Under EU Binary‑Options Ban

3 ARTICLES

2mo ago

Pakistan Regulator Clears Five Brokers to Offer Shariah-Compliant Trading Windows

6 ARTICLES

2mo ago

SEC and CFTC Propose Rollback of Form PF, Raising Thresholds and Cutting Reports

11 ARTICLES

3mo ago

SEC Cuts Minimum Window for Some Equity Tender Offers to 10 Business Days

3 ARTICLES

3mo ago

Regulators Clear DTCC–CME Client Cross-Margining for U.S. Treasuries Starting April 30

4 ARTICLES

3mo ago

SEBI Marks Pledged IPO Shares Nontransferable During Lock-In

12 ARTICLES

4mo ago

SEBI Chief Touts AI Crackdown on Finfluencers, Sets Cautious Course on Derivatives and FPI Reforms

4 ARTICLES

5mo ago

SEC Chair Paul Atkins Unveils Drive to Revive U.S. IPOs on European Tour

Securities Regulation

Outside Review Urges Major Fixes to FINRA Enforcement Program

ESMA Says Many Prediction Market Contracts Fall Under EU Binary‑Options Ban

Pakistan Regulator Clears Five Brokers to Offer Shariah-Compliant Trading Windows

SEC and CFTC Propose Rollback of Form PF, Raising Thresholds and Cutting Reports

SEC Cuts Minimum Window for Some Equity Tender Offers to 10 Business Days

Regulators Clear DTCC–CME Client Cross-Margining for U.S. Treasuries Starting April 30

SEBI Marks Pledged IPO Shares Nontransferable During Lock-In

SEBI Chief Touts AI Crackdown on Finfluencers, Sets Cautious Course on Derivatives and FPI Reforms

Bitcoin Price Debate Centers on ETF Mechanics, Not Jane Street

SEBI Puts Compliance Cost Cuts and Impact Assessments at the Top of Its Agenda

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Securities Regulation

Crisil Says SEBI Curbs Squeeze Trading as Diversified Brokers Prove Resilient

SEBI Backs NSE Settlement as NOC Nears, Clearing Path to IPO

Tokenized Stocks Hit Record $1.2 Billion as Institutional Plans Accelerate

Government Tables Securities Markets Code Bill, To Face Finance Panel Review

SEBI Launches Rs 18.14 Crore Recovery Against ‘Baap of Chart’ Operation

SEC Pushes Short-Sale and Securities-Lending Reporting to 2028–2029

ASX Restores Announcements Platform After Outage Halts About 80 Stocks

Global Exchanges Press SEC to Curb Crypto Exemptions for Tokenized Stocks

Tuttle Capital Files 'Income Blast' ETFs for Bonk, Sui and Litecoin

SEC Chair Paul Atkins Unveils Drive to Revive U.S. IPOs on European Tour

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Securities Regulation