Government ❯ Regulatory Agencies

Securities and Exchange Commission

Enforcement Actions Policy Changes Investigations Commodity Futures Trading Commission Market Oversight Legal Actions Rulemaking Legal Proceedings Crypto Regulation Corporate Oversight

Supreme Court Bars Private Rescission Suits Under Investment Company Act

The ruling shifts enforcement of fund governance claims to the SEC and reduces the threat of private litigation for closed‑end fund managers.

Supreme Court Lets SEC Seek Disgorgement Without Proving Investor Loss

SEC and CFTC End Longstanding No‑Deny Settlement Rules

Supreme Court Lets SEC Seek Disgorgement Without Proving Investor Loss

Supreme Court Upholds SEC Disgorgement Without Proof of Investor Loss

SEC Elevates Digital Assets in Draft 2026–2030 Strategic Plan

SEC Proposes Broad Rewrite of Registered Offering Rules and Filer Status

SEC Sues Texas Man Over $12.3 Million AI‑Branded Crypto Fraud

Law Firms File Securities Suits Against AeroVironment Over Alleged Misleading Space‑Program Claims

Multiple Firms Seek Lead Role in Gossamer Bio Securities Suit After PROSERA Miss

SEC Clears Nasdaq to List Bitcoin Index Options

SEC Delays Innovation Exemption for Tokenized Stocks

SEC Rescinds Longstanding No‑Deny Settlement Rule

SEC Proposes Broad Rewrite of Offering Rules and Public Company Reporting

SEC Pauses Prediction‑Market ETF Push and Seeks Public Comment

SEC Proposes Overhaul to Let Newly Public Firms Use Shelf Registrations Immediately

SEC Commissioner Hester Peirce to Join Regent Law Faculty in November

SEC Proposes Optional Semiannual Reporting and Broad Deregulatory Reforms for Public Companies

SEC Rescinds Decades‑Old ‘No‑Deny’ Settlement Rule

SEC Proposes Optional Semiannual Reporting for Public Companies