Government ❯ Regulatory Agencies

Securities and Exchange Commission

Enforcement Actions Policy Changes Commodity Futures Trading Commission Investigations Market Oversight Legal Actions Crypto Regulation Legal Proceedings Corporate Oversight Enforcement Division

Jury Seated in Andrew Left Securities-Fraud Trial in Los Angeles

The case could set boundaries for what short sellers can say in public comments.

SEC Proposes Optional Semiannual Reporting for Public Companies

SEC Signals Rulemaking to Bring On‑Chain Markets Under Securities Rules

GigCapital7 Shareholders Approve Merger With Hadron Energy

SEC Lifts Qualified-Client Thresholds for Performance Fees Effective June 29, 2026

SEC Proposes Optional Shift to Semiannual Reporting for Public Companies

Bittrex Moves To Void SEC Settlement and Recover $24 Million

NYSE Arca Filing Names XRP in Commodity Trust Listing Standards

Supreme Court Questions Investor-Harm Test in SEC Disgorgement Case

Brant Frost IV Charged With Wire Fraud in Alleged $140 Million Ponzi Scheme

SEC Cuts Minimum Window for Some Equity Tender Offers to 10 Business Days

Justices Signal Openness to SEC Disgorgement Without Proving Investor Loss

SEC and CFTC Propose Rollback of Form PF Reporting for Private Funds

SEC Staff Halves Minimum Tender Offer Window for Qualifying Cash Bids

SEC Staff Opens Time-Limited Path for Non-Custodial Crypto Interfaces to Operate Without Broker Registration

Ondo Asks SEC for No-Action Relief to Record Securities on Ethereum

SEC FY2025 Report Signals Sharp Enforcement Pivot, Disavowing Crypto and Record-Keeping Sweeps

SEC Names David Woodcock to Lead Enforcement

Thailand SEC Moves to Regulate Hidden Backers of Crypto Firms

SEC and CFTC Unveil Crypto Token Taxonomy, Narrow Securities Scope