Government ❯ Regulatory Agencies

Securities and Exchange Commission

Enforcement Actions Policy Changes Commodity Futures Trading Commission Investigations Market Oversight Legal Actions Corporate Oversight Crypto Regulation Rulemaking Legal Proceedings

SEC Sues Tricolor Founder Daniel Chu Over Alleged Multiyear Auto‑Loan Fraud

Seeking disgorgement plus civil penalties, the SEC filed in Manhattan to recover funds from executives tied to the company’s collapse.

SEC Proposes Crypto Rulebook as CLARITY Act Stalls in Senate

SEC Reviewing Comments After Proposal to Rescind Key Trade-Through Rule

Fireblocks Hires Ex‑SEC Acting Chair Elad Roisman as Chief Regulatory and Policy Officer

SEC Orders Review to Take Control of the Consolidated Audit Trail

Multiple Firms Vie to Lead Securities Suit After Embecta’s May 5 Earnings Shock

SEC Proposes Rescinding 2024 Climate-Disclosure Rule

SEC Commissioner Warns Some Crypto Vaults and On-Chain Lending Could Be Securities

SEC Settles FOIA Suit With Coinbase Over Lost Gensler Texts

SEC Sues Mining Automatic Over Alleged $22M Crypto Mining Fraud

SEC Proposes Regulation E-Delivery to Make Electronic Notices the Default

Judge Approves $1.5 Million SEC Settlement With Elon Musk Over Late Twitter Disclosure

SEC Sets July Rollout for 'Regulation Crypto' Rulemaking

SEC Reestablishes Retail Fraud Working Group

Susquehanna Says Anonymous Traders Turned $12M Into $100M With Insider Options Bets

SEC Opens 60-Day Review of Novel ETFs

House Democrats Press SEC for Written Answers on AI Trading Agents

SEC Proposes Rescinding Trade-Through and Locked-Quote Rules

CFTC Wins Court Order Permanently Banning Celsius Founder From Trading

Verra Mobility Faces Wave of Securities Claims After Avis Contract Termination