Securities and Exchange Commission

Enforcement Actions Policy Changes Commodity Futures Trading Commission Investigations Market Oversight Legal Actions Rulemaking Crypto Regulation Legal Proceedings Corporate Oversight

6 ARTICLES

14h ago

Multiple Firms Vie to Lead Securities Suit After Embecta’s May 5 Earnings Shock

Allegations that management concealed U.S. pen-needle weakness have prompted competing plaintiff firms to recruit investors ahead of the August 17 lead-plaintiff deadline.

3 ARTICLES

19h ago

SEC Proposes Rescinding 2024 Climate-Disclosure Rule

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13 ARTICLES

last wk.

SEC Commissioner Warns Some Crypto Vaults and On-Chain Lending Could Be Securities

12 ARTICLES

last wk.

Judge Approves $1.5 Million SEC Settlement With Elon Musk Over Late Twitter Disclosure

9 ARTICLES

3w ago

SEC Sets July Rollout for 'Regulation Crypto' Rulemaking

3 ARTICLES

3w ago

SEC Reestablishes Retail Fraud Working Group

5 ARTICLES

4w ago

Susquehanna Says Anonymous Traders Turned $12M Into $100M With Insider Options Bets

17 ARTICLES

4w ago

SEC Opens 60-Day Review of Novel ETFs

5 ARTICLES

last mo.

House Democrats Press SEC for Written Answers on AI Trading Agents

4 ARTICLES

last mo.

SEC Proposes Rescinding Trade-Through and Locked-Quote Rules

13 ARTICLES

last mo.

CFTC Wins Court Order Permanently Banning Celsius Founder From Trading

4 ARTICLES

last mo.

Verra Mobility Faces Wave of Securities Claims After Avis Contract Termination

8 ARTICLES

last mo.

Supreme Court Bars Private Rescission Suits Under the Investment Company Act

4 ARTICLES

last mo.

SEC Exam Unit Flags Widespread Adviser Failures on Fees, Cash Sweeps and Disclosures

8 ARTICLES

last mo.

Supreme Court Lets SEC Seek Disgorgement Without Proving Investor Loss

11 ARTICLES

last mo.

SEC Proposes Rescinding Two Longstanding Equity Rules That Hinder Tokenized Stocks

8 ARTICLES

last mo.

Supreme Court Bars Private Rescission Suits Under Investment Company Act

Securities and Exchange Commission

Multiple Firms Vie to Lead Securities Suit After Embecta’s May 5 Earnings Shock

SEC Proposes Rescinding 2024 Climate-Disclosure Rule

SEC Commissioner Warns Some Crypto Vaults and On-Chain Lending Could Be Securities

SEC Settles FOIA Suit With Coinbase Over Lost Gensler Texts

SEC Sues Mining Automatic Over Alleged $22M Crypto Mining Fraud

SEC Proposes Regulation E-Delivery to Make Electronic Notices the Default

Judge Approves $1.5 Million SEC Settlement With Elon Musk Over Late Twitter Disclosure

SEC Sets July Rollout for 'Regulation Crypto' Rulemaking

SEC Reestablishes Retail Fraud Working Group

Susquehanna Says Anonymous Traders Turned $12M Into $100M With Insider Options Bets

Never miss stories about

Securities and Exchange Commission

SEC Opens 60-Day Review of Novel ETFs

House Democrats Press SEC for Written Answers on AI Trading Agents

SEC Proposes Rescinding Trade-Through and Locked-Quote Rules

CFTC Wins Court Order Permanently Banning Celsius Founder From Trading

Verra Mobility Faces Wave of Securities Claims After Avis Contract Termination

Supreme Court Bars Private Rescission Suits Under the Investment Company Act

SEC Exam Unit Flags Widespread Adviser Failures on Fees, Cash Sweeps and Disclosures

Supreme Court Lets SEC Seek Disgorgement Without Proving Investor Loss

SEC Proposes Rescinding Two Longstanding Equity Rules That Hinder Tokenized Stocks

Supreme Court Bars Private Rescission Suits Under Investment Company Act

Never miss stories about

Securities and Exchange Commission