Government ❯ Regulatory Agencies ❯ Securities and Exchange Commission

Policy Changes

Enforcement Actions Corporate Governance Enforcement Policies Corporate Regulations Proxy Regulations Enforcement Strategies Investment Regulations Government Shutdown Impact Crypto Policy Corporate Reporting

3 ARTICLES

4d ago

SEC Proposes Rules to Open Private Markets to Retail Investors

The package would create new non-wealth paths into private equity and private credit while launching rule changes that could alter fees, fund redemptions, and adviser pay.

3 ARTICLES

3w ago

SEC FY2025 Report Signals Sharp Enforcement Pivot, Disavowing Crypto and Record-Keeping Sweeps

3 ARTICLES

6mo ago

Beba, DeFi Education Fund Drop Airdrop Lawsuit Against SEC Without Prejudice

11 ARTICLES

7mo ago

SEC Staff Allows 2% Capital Haircut for Qualifying Stablecoins Under Broker-Dealer Rule

9 ARTICLES

9mo ago

SEC Ends Aave Probe With No Enforcement as DAO Weighs Brand Control Overhaul

5 ARTICLES

10mo ago

Global Exchanges Press SEC to Curb Crypto Exemptions for Tokenized Stocks

8 ARTICLES

10mo ago

SEC Corp Fin Pauses Most Rule 14a-8 No-Action Reviews for 2025–26 Proxy Season

14 ARTICLES

last yr.

SEC Says IPO Arbitration Clauses Won't Hinder Registration Acceleration

4 ARTICLES

last yr.

SEC Weighs Allowing Mandatory Arbitration for Shareholder Disputes

3 ARTICLES

last yr.

SEC Reevaluates Crypto Custody Rule Proposed Under Biden Administration

8 ARTICLES

last yr.

SEC Rescinds Crypto Rule Blocking Banks from Custody Services

Policy Changes

SEC Proposes Rules to Open Private Markets to Retail Investors

SEC Moves To Revoke Decades-Old Pay-to-Play Rule

SEC and CFTC End Longstanding No‑Deny Settlement Rules

SEC Rescinds Longstanding No‑Deny Settlement Rule

SEC Rescinds Decades‑Old ‘No‑Deny’ Settlement Rule

Bittrex Moves To Void SEC Settlement and Recover $24 Million

SEC FY2025 Report Signals Sharp Enforcement Pivot, Disavowing Crypto and Record-Keeping Sweeps

Beba, DeFi Education Fund Drop Airdrop Lawsuit Against SEC Without Prejudice

SEC Staff Allows 2% Capital Haircut for Qualifying Stablecoins Under Broker-Dealer Rule

SEC Ends Aave Probe With No Enforcement as DAO Weighs Brand Control Overhaul

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Policy Changes

Global Exchanges Press SEC to Curb Crypto Exemptions for Tokenized Stocks

SEC Corp Fin Pauses Most Rule 14a-8 No-Action Reviews for 2025–26 Proxy Season

SEC Says IPO Arbitration Clauses Won't Hinder Registration Acceleration

SEC Weighs Allowing Mandatory Arbitration for Shareholder Disputes

SEC Reevaluates Crypto Custody Rule Proposed Under Biden Administration

SEC Rescinds Crypto Rule Blocking Banks from Custody Services

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Policy Changes