Government ❯ Regulatory Agencies ❯ Securities and Exchange Commission

Policy Changes

Enforcement Actions Enforcement Policies Corporate Governance Corporate Regulations Crypto Policy Proxy Regulations Enforcement Strategies Corporate Reporting Government Shutdown Impact Settlement Processes Enforcement Practices Public Comments Corporate Regulation ETF Approval Process No-Action Requests Innovation Exemption Proxy Season DeFi Oversight Legislative Actions Exemptions Crypto Regulations Capital Treatment Crypto Task Force Legal Challenges No-Deny Rule Compliance Framework Accounting Standards Public Interest Environmental Regulations Investment Regulations Legal Guidance

SEC and CFTC End Longstanding No‑Deny Settlement Rules

This change frees settling defendants to publicly contest agency allegations, prompting a reassessment of settlement and disclosure practices.

SEC Rescinds Longstanding No‑Deny Settlement Rule

SEC Rescinds Decades‑Old ‘No‑Deny’ Settlement Rule

Bittrex Moves To Void SEC Settlement and Recover $24 Million

SEC FY2025 Report Signals Sharp Enforcement Pivot, Disavowing Crypto and Record-Keeping Sweeps

Beba, DeFi Education Fund Drop Airdrop Lawsuit Against SEC Without Prejudice

SEC Staff Allows 2% Capital Haircut for Qualifying Stablecoins Under Broker-Dealer Rule

SEC Ends Aave Probe With No Enforcement as DAO Weighs Brand Control Overhaul

Global Exchanges Press SEC to Curb Crypto Exemptions for Tokenized Stocks

SEC Corp Fin Pauses Most Rule 14a-8 No-Action Reviews for 2025–26 Proxy Season

SEC Says IPO Arbitration Clauses Won't Hinder Registration Acceleration

SEC Weighs Allowing Mandatory Arbitration for Shareholder Disputes