Securities Regulation

SEC Securities and Exchange Commission Investor Protection Broker-Dealer Licensing Public Offerings Enforcement Actions Investment Company Act Disclosure Requirements Insider Trading Laws Proxy Advisory Regulations SEC Oversight

5 ARTICLES

last wk.

House Democrats Press SEC for Written Answers on AI Trading Agents

The letter asks for written responses by July 31 to clarify oversight, registration triggers, and investor protections so the SEC can decide whether guidance or new laws are needed.

8 ARTICLES

4w ago

Securities Regulation

House Democrats Press SEC for Written Answers on AI Trading Agents

SEC Elevates Digital Assets in Draft 2026–2030 Strategic Plan

Crowdfunded Push to Revive Spirit Airlines Surges Past $335 Million in Pledges

Trump Order Directs Sweeping Reviews of Proxy Advisers ISS and Glass Lewis

SEC Says Arbitration Clauses Won’t Block IPO Acceleration, Ends Automatic Stays on Challenges