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SEC Sues ISS to Compel Records in Probe of Proxy Advice

A court fight over proprietary methodologies and client voting records could reshape how regulators oversee firms that influence shareholder votes.

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Senators Ask SEC to Probe President Trump’s Memecoin for Possible Fraud

Thailand SEC Files Criminal Complaint Against Bitkub Over 2021 Hack Reporting

Uniswap Launches Permissioned Pools for Regulated Tokenized Assets

Federal Probe Targets Mark Walter’s Guggenheim Unit and Two Insurers

Susquehanna Says Anonymous Traders Turned $12M Into $100M With Insider Options Bets

SEC Sues Texas Man Over $12.3 Million AI‑Branded Crypto Fraud

SEC Pauses Prediction‑Market ETF Push and Seeks Public Comment

SEC Proposes Optional Semiannual Reporting on New Form 10-S

Musk Reaches $1.5 Million SEC Settlement Over 2022 Twitter Stake Disclosure

Musk Settles SEC Twitter Stock Case for $1.5 Million

SEC Eases Rollout of FPI Insider Reports With Targeted Exemptions and Temporary Filing Relief

SEC Grants Conditional Section 16 Relief to FPI Directors and Officers in Six Jurisdictions

SEC Unveils First Enforcement Manual Rewrite in Eight Years, Standardizing Wells and Settlements

Kraken to Sponsor Trump Accounts for Every Wyoming Newborn in 2026

Bitwise Registers Delaware Trust for Potential Uniswap ETF

SEC Closes Zcash Foundation Inquiry With No Enforcement Action

CFTC Staff Temporarily Restores QEP-Style Exemption for SEC-Registered Private Fund Advisers

SEBI Settles Tata Motors Finance NCD Case for Rs 32 Lakh

Trump Order Directs Sweeping Reviews of Proxy Advisers ISS and Glass Lewis