SEC

Legal Cases Ripple Case Broker-Dealer Operations Risk Alerts Corporate Law Custodial Rules CFTC Investment Companies Exemptions Legal Settlements ETF Filings Enforcement Actions S-1 Filings Ripple Labs Case Exchange Definition Ripple Labs Market Structure Litigation Crypto Regulations 1933 Act Gemini Transfer Agents

4 ARTICLES

2mo ago

SEC Exam Unit Flags Widespread Adviser Failures on Fees, Cash Sweeps and Disclosures

The June risk alert signals tighter SEC scrutiny and raises the prospect of client refunds or enforcement for firms with billing, disclosure or compliance gaps.

8 ARTICLES

8mo ago

Ondo Closes Oasis Pro Acquisition, Gaining U.S. Broker-Dealer, ATS and Transfer-Agent Licenses

8 ARTICLES

11mo ago

SEC Staff Grants No-Action Relief for DoubleZero’s 2Z Token Distribution

9 ARTICLES

last yr.

Seven Firms Amend Solana ETF Registrations as SEC Nears Final Decision

3 ARTICLES

last yr.

Chris Larsen Moves 9.5 Million XRP to Coinbase as Price Spikes 10%

4 ARTICLES

last yr.

SEC Questions Legality of Crypto ETFs Offering Staking Rewards

SEC

SEC Exam Unit Flags Widespread Adviser Failures on Fees, Cash Sweeps and Disclosures

XRP ETFs See First Outflow Since Launch as WisdomTree Withdraws Filing

SEC Opens Proceedings on Nasdaq Plan for Tokenized Securities

SEC Staff Opens Crypto Custody to State Trust Companies Under Strict Conditions

Ondo Closes Oasis Pro Acquisition, Gaining U.S. Broker-Dealer, ATS and Transfer-Agent Licenses

SEC Staff Grants No-Action Relief for DoubleZero’s 2Z Token Distribution

Seven Firms Amend Solana ETF Registrations as SEC Nears Final Decision

Chris Larsen Moves 9.5 Million XRP to Coinbase as Price Spikes 10%

SEC Questions Legality of Crypto ETFs Offering Staking Rewards