Government ❯ Regulatory Agencies

Securities and Exchange Commission

Enforcement Actions Investigations Policy Changes Market Oversight Commodity Futures Trading Commission Legal Proceedings Legal Actions Crypto Regulation Leadership Changes Corporate Oversight

SEC Dismisses Gemini Earn Case With Prejudice After Full Repayment

The regulator sought dismissal after Gemini Earn customers were repaid in kind through the Genesis bankruptcy.

SEC and CFTC Set Jan. 27 Event to Coordinate Crypto Oversight

Utah Man Sentenced to Three Years for Crypto Fraud and Unlicensed Money Transfers

House Democrats Press SEC to Revive Crypto Enforcement, Probe Pullback Under Atkins

SEC Confirms Section 16 Reporting Will Cover FPI Officers and Directors Starting March 18, 2026

SEC Closes Zcash Foundation Inquiry With No Enforcement Action

SEC Opens Review of Regulation S-K to Refocus Disclosures on Materiality

Warren Demands SEC Plan to Shield 401(k) Savers From Crypto Risk

Telix Investors Face Jan. 9 Deadline in Securities Class Action Tied to SEC, FDA Disclosures

Crenshaw Leaves SEC, Republicans Take Control of Commission

University of Phoenix Confirms 3.49 Million Affected in Data Breach

SEC Files Final FTX Settlements Seeking 10-Year Bar for Ellison, 8-Year Bars for Wang and Singh

SEC Staff Clarifies How Broker-Dealers Can Custody Crypto Securities Under Rule 15c3-3

Law Firms Press Stride Investors to Lead Securities Case Alleging ‘Ghost Students,’ Tech Failure

SEC Ends Aave Probe With No Enforcement as DAO Weighs Brand Control Overhaul

SEC Opens Proceedings on Nasdaq Plan for Tokenized Securities

Law Firms Urge Telix Investors To Seek Lead Role by Jan. 9 in Securities Class Action

SEC Pushes Short‑Sale and Securities‑Lending Reporting to 2028–2029 After Fifth Circuit Remand

Alexandria Real Estate Securities Suit Intensifies as Firms Rally Investors Before Jan. 26 Deadline

Telix Class Action Seeks Losses After SEC Subpoena and FDA CRL Disclosures