Government ❯Regulatory Agencies

Securities and Exchange Commission

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SEC Says Mandatory Arbitration Won’t Delay IPO Approvals

The agency adopts a disclosure-focused policy that defers enforceability questions to state law.

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Armstrong Rallies Capitol Hill as Bipartisan Crypto Market-Structure Bill Enters Public Review

SEC Creates Cross-Border Task Force to Target Foreign-Linked Market Fraud

SEC Weighs Allowing Mandatory Arbitration for Shareholder Disputes

KinderCare IPO Lawsuit Heats Up as Investors Face Mid-October Lead-Plaintiff Deadlines

SEC and Gemini Reach Tentative Settlement in Earn Case

Coinbase Asks Court To Sanction SEC Over Deleted Gensler Texts

SEC Taps James Moloney to Lead Division of Corporation Finance

SEC’s Spring 2025 Agenda Signals Deregulatory Reset, Elevates Crypto Rulemaking

Nasdaq Files Plan With SEC to Let Listed Stocks Trade in Tokenized Form

SEC Sets Oct. 17 Crypto Roundtable on Privacy and Financial Surveillance

SEC and CFTC Plan Joint Crypto Roundtable for Sept. 29

SEC and CFTC Set Joint Roundtable, Map Out 24/7 Markets, Perpetuals and DeFi Safe Harbors

SEC Watchdog Says Avoidable IT Failures Erased Nearly a Year of Gary Gensler’s Texts

SEC and CFTC Staff Clear Path for Registered Exchanges to Pursue Spot Crypto Listings

Sable Offshore Investors Face Sept. 26 Deadline in Securities Class Action

Musk Moves to Dismiss SEC Suit Over 2022 Twitter Stake Disclosure

SEC Pushes Final Decisions on XRP, Solana and Truth Social Crypto ETFs to October

SEC Mobilizes Project Crypto to Fast-Track Digital Asset Rulemaking

DOJ and SEC Charge Ex-Water Station Founder and Fund Manager in $275 Million Ponzi Scheme