Finance ❯ Regulation

Securities

Cryptocurrency Digital Assets Tokenized Securities Broker-Dealers Tokenization SEC Market Manipulation Crypto Assets Securities and Exchange Board of India Investor Protection

SFC Raids Hong Kong Units of Two Major Chinese Brokerages

The searches signal an expanded probe into sponsorship and due diligence failures that could prompt retroactive scrutiny of recent IPOs.

Stablecoins Keep Edge Over Tokenized Money Market Funds

SEC Signals Rulemaking to Bring On‑Chain Markets Under Securities Rules

SEC Rolls Out Innovation Exemption and Five-Category Token Rules

Regulators Clear DTCC–CME Client Cross-Margining for U.S. Treasuries Starting April 30

Brazil Senate Sends Otto Lobo’s CVM Nomination to Economic Panel

SEC FY2025 Report Signals Sharp Enforcement Pivot, Disavowing Crypto and Record-Keeping Sweeps

SEC Names David Woodcock to Lead Enforcement

Thailand SEC Moves to Regulate Hidden Backers of Crypto Firms

SEC Clarifies ATM Capacity for Issuers Shifting to Baby Shelf

SEC Moves to Limit OTC Quote Rule to Equities, Invites Crypto Feedback

SEC Panel Backs Conditional Tokenized-Stock Trading as Chair Eyes Innovation Exemption

ESMA Clarifies Crypto Perpetuals Fall Under EU CFD Investor Rules

SEC Staff Allows 2% Capital Haircut for Qualifying Stablecoins Under Broker-Dealer Rule

MLB Weighs Deals With Prediction‑Market Platforms as Oversight Fight Intensifies

SEC Clarifies Tokenized Securities Rules, Flags Swap Risk for Synthetic Tokens

SEBI Finds Bank of America Leaked Deal Details and Misled Probe in 2024 Block Trade

SEC Staff Clarifies How Broker-Dealers Can Custody Crypto Securities Under Rule 15c3-3

SEC Closes Ondo Finance Probe With No Charges

SEC Pushes Short-Sale and Securities-Lending Reporting to 2028–2029