Finance ❯ Regulation

Securities

Digital Assets Cryptocurrency Broker-Dealers SEC Market Manipulation Tokenized Securities Crypto Assets Securities and Exchange Board of India Tokenization Investor Protection

SEC Names David Woodcock to Lead Enforcement

The move tests the SEC’s new focus on cases it says better protect investors.

Thailand SEC Moves to Regulate Hidden Backers of Crypto Firms

SEC Resets Enforcement, Disavows Prior Crypto and Recordkeeping Cases in FY2025 Report

SEC Clarifies ATM Capacity for Issuers Shifting to Baby Shelf

SEC Moves to Limit OTC Quote Rule to Equities, Invites Crypto Feedback

SEC Panel Backs Conditional Tokenized-Stock Trading as Chair Eyes Innovation Exemption

ESMA Clarifies Crypto Perpetuals Fall Under EU CFD Investor Rules

SEC Staff Allows 2% Capital Haircut for Qualifying Stablecoins Under Broker-Dealer Rule

MLB Weighs Deals With Prediction‑Market Platforms as Oversight Fight Intensifies

SEC Clarifies Tokenized Securities Rules, Flags Swap Risk for Synthetic Tokens

SEBI Finds Bank of America Leaked Deal Details and Misled Probe in 2024 Block Trade

SEC Staff Clarifies How Broker-Dealers Can Custody Crypto Securities Under Rule 15c3-3

SEC Closes Ondo Finance Probe With No Charges

SEC Pushes Short-Sale and Securities-Lending Reporting to 2028–2029

Citadel Urges SEC To Regulate Tokenized‑Equity DeFi Like Exchanges as Coinbase Disagrees

Government Appoints IRS Officer Sandeep Pradhan as SEBI Whole-Time Member

SEC, FINRA Open Early Inquiries Into Unusual Trading Before Corporate Crypto-Treasury Announcements

SEC Sets Year-End Target for Crypto ‘Innovation Exemption,’ Atkins Says

China Informally Asks Some Brokers to Pause Hong Kong RWA Tokenization

SEC Chair Atkins Says Most Tokens Aren’t Securities, Backs Crypto ‘Super‑App’ Licensing