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Securities Regulation

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SEC Prepares Proposal to Make Quarterly Reporting Optional for Public Companies

A formal comment process would follow, leaving adoption uncertain.

SEC Eases Rollout of FPI Insider Reports With Targeted Exemptions and Temporary Filing Relief

ADM Pays $40 Million to Settle SEC Case on Nutrition Accounting as DOJ Closes Probe

SEC Allows Nasdaq to Remove Position Limits on Crypto ETF Options

SEC Staff Clarifies How Broker-Dealers Can Custody Crypto Securities Under Rule 15c3-3

SEC Corp Fin Pauses Most Rule 14a-8 No-Action Reviews for 2025–26 Proxy Season

Supreme Court Rebukes SEBI, Presses CBI in Indiabulls Case, Orders Multi-Agency Review

CVM Petitions Court for Full Access to Ambipar’s Judicial Recovery Records

Jack's Donuts Commissary Files for Chapter 11 Bankruptcy in Indiana

Jane Street Appeals SEBI’s Escalated Probe as Regulator Cites Data Gaps, Complaints

SEBI Issues Notice to Navbharat for Dabba Trading Ad and Files Cyber Police Complaint

New SEC Chair Paul Atkins Prioritizes Clear Crypto Regulations

Bombay High Court Temporarily Halts FIR Against Ex-SEBI Chief and Officials

Robinhood Pays $45 Million to Resolve SEC Violations

Fisker Faces SEC Probe Amid Bankruptcy Proceedings

SEC Charges Former Silvergate Executives Over Misleading AML Statements