Securities Regulation

Market Oversight Enforcement Actions Financial Oversight China Securities Regulatory Commission SEBI Financial Markets CVM Comissão de Valores Mobiliários Investment Management CONSOB

8 ARTICLES

2mo ago

ASIC Extends Crypto No-Action Relief to September 30

The extra three months aim to give firms time to prepare financial services licence applications ahead of Australia’s Digital Asset Framework taking effect in April 2027.

4 ARTICLES

2mo ago

SEC Staff Clarifies How Broker-Dealers Can Custody Crypto Securities Under Rule 15c3-3

7 ARTICLES

8mo ago

Italy Sets Dec. 30, 2025 Deadline for Crypto Firms to Apply for MiCA or Exit

3 ARTICLES

9mo ago

SEBI Sets Goal To Double India’s Equity Investor Base Within 3–5 Years

9 ARTICLES

9mo ago

Supreme Court Defers Sahara–Adani Property Sale Plea for Six Weeks, Seeks Government Response

9 ARTICLES

9mo ago

NSE Sets 15-Minute Pre-Open for Equity Futures From Dec. 8

5 ARTICLES

10mo ago

Ondo Finance Urges SEC to Delay Nasdaq Tokenization Plan Over DTC Secrecy

7 ARTICLES

10mo ago

Supreme Court Seeks Centre, SEBI Replies on Sahara’s Plan to Sell 88 Assets to Adani

5 ARTICLES

11mo ago

SEBI Gives Nuvama Conditional Approval to Launch Mutual Fund and SIF Schemes

3 ARTICLES

11mo ago

SEC Publishes Planned DFA Order to Allow ETF Share Classes at Mutual Funds

9 ARTICLES

11mo ago

SEC’s Spring 2025 Agenda Signals Deregulatory Reset, Elevates Crypto Rulemaking

4 ARTICLES

this yr.

Jane Street Appeals SEBI’s Escalated Probe as Regulator Cites Data Gaps, Complaints

6 ARTICLES

last yr.

Tesla Approves $29 Billion Share Grant to Secure Musk’s Leadership

Securities Regulation

ASIC Extends Crypto No-Action Relief to September 30

SEC and CFTC End Longstanding No‑Deny Settlement Rules

Lula Names Otto Lobo to Lead Brazil's Securities Regulator

CVM Reverses Mandatory Sustainability Reporting Rule

Evergrande Liquidators Press $8.4 Billion Claim Against PwC in Hong Kong Court

SEBI Clears FPI Net Settlement, Tightens Conflict Rules for Top Brass

São Paulo Court Accepts Raízen’s R$65.1 Billion Out‑of‑Court Debt Plan

Sebi Proposes Overhaul of ‘Fit and Proper’ Rules for Market Intermediaries

SEC Staff Clarifies How Broker-Dealers Can Custody Crypto Securities Under Rule 15c3-3

Italy Sets Dec. 30, 2025 Deadline for Crypto Firms to Apply for MiCA or Exit

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Securities Regulation

SEBI Sets Goal To Double India’s Equity Investor Base Within 3–5 Years

Supreme Court Defers Sahara–Adani Property Sale Plea for Six Weeks, Seeks Government Response

NSE Sets 15-Minute Pre-Open for Equity Futures From Dec. 8

Ondo Finance Urges SEC to Delay Nasdaq Tokenization Plan Over DTC Secrecy

Supreme Court Seeks Centre, SEBI Replies on Sahara’s Plan to Sell 88 Assets to Adani

SEBI Gives Nuvama Conditional Approval to Launch Mutual Fund and SIF Schemes

SEC Publishes Planned DFA Order to Allow ETF Share Classes at Mutual Funds

SEC’s Spring 2025 Agenda Signals Deregulatory Reset, Elevates Crypto Rulemaking

Jane Street Appeals SEBI’s Escalated Probe as Regulator Cites Data Gaps, Complaints

Tesla Approves $29 Billion Share Grant to Secure Musk’s Leadership

Never miss stories about

Securities Regulation