Government ❯ Regulatory Bodies

Securities Regulation

Market Oversight Enforcement Actions SEBI Financial Oversight China Securities Regulatory Commission CONSOB Financial Markets Comissão de Valores Mobiliários CVM Investment Management Investment Funds Market Access US Securities and Exchange Commission Financial Reporting International Standards Market Development Crypto Assets ASIC Conflict of Interest Public Companies Sebi Comissão de Valores Mobiliários (CVM) Crypto Firms Market Structure SEBI Act Legal Proceedings Cryptocurrency Regulation Forensic Audits SEBI Actions SEC Federal Laws Forensic Investigation Public Comments

ASIC Extends Crypto No-Action Relief to September 30

The extra three months aim to give firms time to prepare financial services licence applications ahead of Australia’s Digital Asset Framework taking effect in April 2027.

SEC and CFTC End Longstanding No‑Deny Settlement Rules

SEC Staff Clarifies How Broker-Dealers Can Custody Crypto Securities Under Rule 15c3-3

Italy Sets Dec. 30, 2025 Deadline for Crypto Firms to Apply for MiCA or Exit

Ondo Finance Urges SEC to Delay Nasdaq Tokenization Plan Over DTC Secrecy

SEC’s Spring 2025 Agenda Signals Deregulatory Reset, Elevates Crypto Rulemaking