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Securities Regulation

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3 ARTICLES

4d ago

SEC Staff Treats Canton Coin as a Digital Commodity in Narrow No-Action Letter

The staff decision reduces enforcement risk for programmatic minting under the facts presented and could smooth institutional tokenization on the Canton Network.

12 ARTICLES

2w ago

SEBI Bars Ex-Axis Mutual Fund Dealer for Seven Years, Orders Rs 30.56 Crore Disgorgement

11 ARTICLES

4mo ago

ESMA Says Many Prediction Market Contracts Fall Under EU Binary‑Options Ban

5 ARTICLES

4mo ago

CFTC Proposes Contract-Level Rule for Prediction Markets as SEC Seeks Jurisdiction

12 ARTICLES

4mo ago

Japan’s Lower House Moves to Regulate Crypto as Securities

5 ARTICLES

6mo ago

Brazil Blocks Prediction Platforms and Bans Non‑Economic Event Derivatives

3 ARTICLES

7mo ago

STF Sets May 4 Hearing on CVM Oversight as Master Scandal Fuels Institutional Clash

3 ARTICLES

7mo ago

Argentina’s CNV Hits Rosario Brokerage With ARS 1 Billion Fine Over Client-Asset Misuse

7 ARTICLES

8mo ago

Watchdog Probes Mizuho Over Suspected Insider Trading as Hijacked-Account Defendant Admits Guilt

9 ARTICLES

9mo ago

CVM Pushes Back on Haddad’s Plan for Fund Oversight Shift as Interim Chief Outlines Investor Remedies

3 ARTICLES

9mo ago

Snowball Permanently Bans Big Finance Accounts After 83 Million Yuan Fine for “Jin Hong”

7 ARTICLES

10mo ago

South Korea Weighs Preemptive Crypto Freezes to Thwart Price Manipulation

5 ARTICLES

10mo ago

StubHub IPO Lawsuits Intensify as Firms Urge Investors to Seek Lead Role Before Jan. 23

4 ARTICLES

11mo ago

SEBI Bars Prabhudas Lilladher From New Client Onboarding for 7 Days Starting Dec. 15

4 ARTICLES

11mo ago

Duma Passes First Reading To Let Central Bank Security Neutralize Drones

8 ARTICLES

last yr.

Leaked Senate DeFi Plan Prompts Backlash, Halts Bipartisan Talks

Securities Regulation

SEC Staff Treats Canton Coin as a Digital Commodity in Narrow No-Action Letter

New York Seeks $1.37 Billion From NovaTech Founders After Default Judgment

New York Bars Alex Mashinsky From Markets and Secures Up to $35 Million

Argentina's CNV Overhauls Rules for Credit‑Rating Agencies

Industry Groups Push SEC and CFTC for Unified Rules on Perpetual Contracts

SEBI Bars Ex-Axis Mutual Fund Dealer for Seven Years, Orders Rs 30.56 Crore Disgorgement

ESMA Says Many Prediction Market Contracts Fall Under EU Binary‑Options Ban

CFTC Proposes Contract-Level Rule for Prediction Markets as SEC Seeks Jurisdiction

Japan’s Lower House Moves to Regulate Crypto as Securities

Brazil Blocks Prediction Platforms and Bans Non‑Economic Event Derivatives

Never miss stories about

Securities Regulation

STF Sets May 4 Hearing on CVM Oversight as Master Scandal Fuels Institutional Clash

Argentina’s CNV Hits Rosario Brokerage With ARS 1 Billion Fine Over Client-Asset Misuse

Watchdog Probes Mizuho Over Suspected Insider Trading as Hijacked-Account Defendant Admits Guilt

CVM Pushes Back on Haddad’s Plan for Fund Oversight Shift as Interim Chief Outlines Investor Remedies

Snowball Permanently Bans Big Finance Accounts After 83 Million Yuan Fine for “Jin Hong”

South Korea Weighs Preemptive Crypto Freezes to Thwart Price Manipulation

StubHub IPO Lawsuits Intensify as Firms Urge Investors to Seek Lead Role Before Jan. 23

SEBI Bars Prabhudas Lilladher From New Client Onboarding for 7 Days Starting Dec. 15

Duma Passes First Reading To Let Central Bank Security Neutralize Drones

Leaked Senate DeFi Plan Prompts Backlash, Halts Bipartisan Talks

Never miss stories about

Securities Regulation