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Securities Regulation

Enforcement Actions Securities and Exchange Commission Disclosure Obligations SEC Investor Protection SEC Filings Insider Trading Disclosure Requirements Lawsuits SEC Actions

Picard Medical Investors Face April 13 Lead-Plaintiff Deadline in Securities Class Action

The case remains at an early stage with allegations not yet tested in court.

SEC Unveils First Enforcement Manual Rewrite in Eight Years, Standardizing Wells and Settlements

SEC Issues First Overhaul of Enforcement Manual in Nearly a Decade

House Oversight Seeks Records From Firms Tied to Ilhan Omar’s Husband After Valuation Spike

CVM Brands Americanas Accounts a ‘Complex Fraud,’ Files Charges and Opens New Probes

SEC Seeks Court OK to Email Summons to Gautam and Sagar Adani After India Rejects Hague Service

Alexandria Real Estate Investors Face Jan. 26 Deadline in LIC Disclosure Class Action

Fermi Faces SDNY Securities Class Action Over IPO Disclosures as March 6 Lead-Plaintiff Deadline Nears

Klarna IPO Investors Pressed to Seek Lead Role in Credit-Risk Suit as Feb. 20 Deadline Nears

Integer Investors Face Feb. 9 Deadline in Securities Class Action Over EP Demand Disclosures

F5 Investors Pressed to Join Securities Suit as Lead‑Plaintiff Deadline Nears

SEC Confirms Section 16 Reporting Will Cover FPI Officers and Directors Starting March 18, 2026

Klarna Faces IPO Lawsuit Over Credit-Risk Disclosures After Loss Provisions Surge

DeFi Technologies Investors Face Jan. 30 Lead‑Plaintiff Deadline in Federal Securities Case

SEC Files Final FTX Settlements Seeking 10-Year Bar for Ellison, 8-Year Bars for Wang and Singh

Bitwise Files S-1 for Spot Sui ETF Featuring Staking and In‑Kind Creations

DTCC Chooses Canton Network to Tokenize a Subset of U.S. Treasuries

SEC Ends Aave Probe With No Enforcement as DAO Weighs Brand Control Overhaul

SEC Opens Proceedings on Nasdaq Plan for Tokenized Securities

SEC Grants DTCC Limited Clearance to Tokenize U.S. Securities on Approved Blockchains