Law ❯ Regulatory Compliance

Securities Regulation

Enforcement Actions Investor Protection Securities and Exchange Commission SEC Disclosure Obligations Disclosure Requirements SEC Filings Insider Trading Securities and Exchange Board of India Lawsuits

Law Firms Seek Regencell Investors to Lead Securities Fraud Class Action

The complaint alleges the company misled investors about market‑manipulation risk.

Musk Reaches $1.5 Million SEC Settlement Over 2022 Twitter Stake Disclosure

Philippine SEC Flags dYdX and Six Others for Unlicensed Crypto Services

PSIX Investors Urged to Seek Lead Role in Newly Filed Securities Case

ImmunityBio Sued in Securities Class Action Over Anktiva Marketing Claims

CFTC Maps Oversight for Prediction Markets With New Advisory and ANPRM

Picard Medical Investors Face April 13 Lead-Plaintiff Deadline in Securities Class Action

SEC Unveils First Enforcement Manual Rewrite in Eight Years, Standardizing Wells and Settlements

SEC Issues First Overhaul of Enforcement Manual in Nearly a Decade

House Oversight Seeks Records From Firms Tied to Ilhan Omar’s Husband After Valuation Spike

CVM Brands Americanas Accounts a ‘Complex Fraud,’ Files Charges and Opens New Probes

SEC Seeks Court OK to Email Summons to Gautam and Sagar Adani After India Rejects Hague Service

Alexandria Real Estate Investors Face Jan. 26 Deadline in LIC Disclosure Class Action

Fermi Faces SDNY Securities Class Action Over IPO Disclosures as March 6 Lead-Plaintiff Deadline Nears

Klarna IPO Investors Pressed to Seek Lead Role in Credit-Risk Suit as Feb. 20 Deadline Nears

Integer Investors Face Feb. 9 Deadline in Securities Class Action Over EP Demand Disclosures

F5 Investors Pressed to Join Securities Suit as Lead‑Plaintiff Deadline Nears

SEC Confirms Section 16 Reporting Will Cover FPI Officers and Directors Starting March 18, 2026

Klarna Faces IPO Lawsuit Over Credit-Risk Disclosures After Loss Provisions Surge

DeFi Technologies Investors Face Jan. 30 Lead‑Plaintiff Deadline in Federal Securities Case