Law ❯ Regulatory Compliance

Securities and Exchange Commission

Enforcement Actions Investment Advisers Disclosure Requirements Financial Reporting Business Registration Legal Charges Accounting Violations Legal Settlement Legal Settlements Rule 10b-5 Financial Disclosures SPAC Regulations Investment Company Act Indictments Legal Proceedings Corporate Settlements Federal Bureau of Investigation Wells Notice Proxy Statements Crypto Regulations Corporate Reporting Reporting Obligations Financial Regulations Climate Risk Disclosures Market Manipulation

SEC Lifts Qualified-Client Thresholds for Performance Fees Effective June 29, 2026

The inflation update will push advisers to refresh documents before the deadline.

Investors File Securities Class Action Against Gemini as Law Firms Seek Lead Role

SEC Names Chainlink’s Taylor Lindman Chief Counsel to Crypto Task Force

StubHub IPO Investors Face Final Day to Seek Lead Plaintiff Role in SDNY Securities Suit

StubHub Investors Face Jan. 23 Deadline in IPO Disclosure Class Action

IRL Founder Abraham Shafi Indicted on Fraud and Obstruction Charges Over $170 Million Raise

Haliey Welch Clears Name After $HAWK Crypto Scandal