Law ❯ Securities Law

Regulatory Compliance

Investor Protection FDA Regulations Corporate Governance Securities and Exchange Commission Enforcement Actions SEC Disclosure Requirements Crypto Regulations SEC Regulations Financial Reporting

Ondo Asks SEC for No-Action Relief to Record Securities on Ethereum

A staff sign-off would test using a public blockchain for regulated securities without changing who owns the assets.

SEC Sends ‘Reg Crypto’ Plan to White House Review

Enphase Investors Get April 20 Deadline to Seek Lead Plaintiff Role in Securities Case

Fidelity Urges SEC to Set Clear Rules for Broker-Dealers on Tokenized Assets

Law Firms Urge Nektar Investors to Seek Lead Role in Securities Suit Over REZOLVE-AA Trial

Musk, SEC Enter Settlement Talks in Twitter Disclosure Case

SEC Ends BitClout Case Against Nader Al‑Naji With Prejudice, No Penalties

SEC Panel Backs Conditional Tokenized-Stock Trading as Chair Eyes Innovation Exemption

Investor Lawsuits Target Navan’s IPO Disclosures With Lead-Plaintiff Deadline on April 24

SEC Grants Conditional Section 16 Relief to Some FPI Insiders, Names Six Qualifying Jurisdictions

Law Firms Press Ardent Health Investors as March 9 Lead-Plaintiff Deadline Nears in Securities Case

Gauzy Investors Face Feb. 6 Deadline to Seek Lead Role in Securities Case

Khaby Lame’s $975 Million All-Stock Tie-Up With Rich Sparkle Triggers Stock Whiplash and Scrutiny

Alexandria Real Estate Investors Face Jan. 26 Deadline in LIC Disclosure Class Action

Varonis Investors Face March 9 Deadline to Lead Securities Class Action Over SaaS Conversion Claims

Endeavor Hit With Securities Class Action Challenging $27.50 Take‑Private

Varonis Investors Face March 9 Lead Plaintiff Deadline in Securities Class Action

Sallie Mae Faces Securities Class Action Over Alleged Hidden Delinquency Spike

Foreign Private Issuer Directors and Officers Brought Under U.S. Section 16(a) Reporting by March 18, 2026

CarMax Securities Suit Advances as Jan. 2 Lead‑Plaintiff Deadline Nears