Law ❯ Securities Law

Regulatory Compliance

Investor Protection Corporate Governance FDA Regulations Securities and Exchange Commission SEC Enforcement Actions Financial Regulations SEC Regulations Disclosure Requirements Crypto Regulations

3 ARTICLES

last wk.

Securities Class Action Targets UWM Over $603 Million Derivatives Loss and Alleged Over‑Hedging

Investors have until October 13, 2026 to seek lead‑plaintiff status in a case that questions whether UWM properly disclosed large hedges taken in connection with the aborted Two Harbors deal.

3 ARTICLES

last wk.

SEC Orders Review to Take Control of the Consolidated Audit Trail

5 ARTICLES

3w ago

Investors File Federal Suit Claiming Cogent Misstated Optical Wavelength Backlog

8 ARTICLES

3w ago

Senate Democrats Ask SEC to Probe TMTG’s Paid Truth API Fast Feed

13 ARTICLES

4w ago

SEC Commissioner Warns Some Crypto Vaults and On-Chain Lending Could Be Securities

3 ARTICLES

last mo.

Injective Seeks SEC Transfer-Agent Registration to Put Securities Records Onchain

4 ARTICLES

last mo.

Securities Class Action Targets Erasca Over Claims About ERAS-0015

20 ARTICLES

last mo.

Judge Approves $1.5 Million SEC Settlement With Elon Musk Over Late Twitter Disclosure

9 ARTICLES

last mo.

SEC Sets July Rollout for 'Regulation Crypto' Rulemaking

3 ARTICLES

2mo ago

Cipher Subsidiary Prices $810 Million of Secured Notes to Fund Stingray Data Center

3 ARTICLES

2mo ago

Law Firms Seek Lead Plaintiffs in Veritone Securities Suit Over Revenue Misclassification

4 ARTICLES

3mo ago

SEC Proposes Broad Rewrite of Offering Rules and Public Company Reporting

6 ARTICLES

3mo ago

Xanadu Launches $300 Million Synthetic At-The-Market Equity Facility With Yorkville

5 ARTICLES

3mo ago

Super Micro Investors Face Late-May Deadlines in Securities Class Actions Over China Sales Allegations

5 ARTICLES

4mo ago

Ondo Asks SEC for No-Action Relief to Record Securities on Ethereum

10 ARTICLES

4mo ago

SEC Sends ‘Reg Crypto’ Plan to White House Review

3 ARTICLES

5mo ago

Enphase Investors Get April 20 Deadline to Seek Lead Plaintiff Role in Securities Case

6 ARTICLES

5mo ago

Fidelity Urges SEC to Set Clear Rules for Broker-Dealers on Tokenized Assets

4 ARTICLES

5mo ago

Law Firms Urge Nektar Investors to Seek Lead Role in Securities Suit Over REZOLVE-AA Trial

7 ARTICLES

5mo ago

Musk, SEC Enter Settlement Talks in Twitter Disclosure Case

Regulatory Compliance

Securities Class Action Targets UWM Over $603 Million Derivatives Loss and Alleged Over‑Hedging

SEC Orders Review to Take Control of the Consolidated Audit Trail

Investors File Federal Suit Claiming Cogent Misstated Optical Wavelength Backlog

Senate Democrats Ask SEC to Probe TMTG’s Paid Truth API Fast Feed

SEC Commissioner Warns Some Crypto Vaults and On-Chain Lending Could Be Securities

Injective Seeks SEC Transfer-Agent Registration to Put Securities Records Onchain

Securities Class Action Targets Erasca Over Claims About ERAS-0015

Judge Approves $1.5 Million SEC Settlement With Elon Musk Over Late Twitter Disclosure

SEC Sets July Rollout for 'Regulation Crypto' Rulemaking

Cipher Subsidiary Prices $810 Million of Secured Notes to Fund Stingray Data Center

Never miss stories about

Regulatory Compliance

Law Firms Seek Lead Plaintiffs in Veritone Securities Suit Over Revenue Misclassification

SEC Proposes Broad Rewrite of Offering Rules and Public Company Reporting

Xanadu Launches $300 Million Synthetic At-The-Market Equity Facility With Yorkville

Super Micro Investors Face Late-May Deadlines in Securities Class Actions Over China Sales Allegations

Ondo Asks SEC for No-Action Relief to Record Securities on Ethereum

SEC Sends ‘Reg Crypto’ Plan to White House Review

Enphase Investors Get April 20 Deadline to Seek Lead Plaintiff Role in Securities Case

Fidelity Urges SEC to Set Clear Rules for Broker-Dealers on Tokenized Assets

Law Firms Urge Nektar Investors to Seek Lead Role in Securities Suit Over REZOLVE-AA Trial

Musk, SEC Enter Settlement Talks in Twitter Disclosure Case

Never miss stories about

Regulatory Compliance