Law ❯ Corporate Law ❯ Securities Law

Regulatory Compliance

Enforcement Actions Investor Protection Investigations Litigation Investor Rights Disclosure Obligations Legal Counsel Fraud Disclosure Requirements Anti-Monopoly Law

6 ARTICLES

3w ago

Securities Suit Alleges AEVEX Hid Lock‑Up Waiver to Enable $207.9M Sale by Controlling Owner

The complaint says Madison Dearborn used a pre‑arranged waiver to sell into a June secondary offering that coincided with steep share drops, prompting law firms to recruit lead plaintiffs before the October 20 deadline.

5 ARTICLES

3w ago

Lawsuits Multiply After UWM Discloses $603 Million Hedge Loss Linked to Failed Two Harbors Deal

9 ARTICLES

last mo.

Founder Vishal Garg Says He Has Voting Majority as Better Board Rejects Call to Reinstate Him

8 ARTICLES

2mo ago

Senate Democrats Ask SEC to Probe TMTG’s Paid Truth API Fast Feed

3 ARTICLES

2mo ago

Multiple Firms Push Investors Toward August Lead‑Plaintiff Deadline in Embecta Securities Suit

3 ARTICLES

2mo ago

Securities Class Action Targets Futu After Chinese Regulator Disclosures

4 ARTICLES

2mo ago

Multiple Law Firms Court Investors for Lead Role in Futu Securities Class Action

13 ARTICLES

2mo ago

DOJ Indictment Over Alleged Diversion of AI Servers Fuels Competing Super Micro Securities Suits

10 ARTICLES

4mo ago

Crowdfunded Push to Revive Spirit Airlines Surges Past $335 Million in Pledges

3 ARTICLES

4mo ago

Trip.com Investors Face Lead-Plaintiff Deadline in U.S. Securities Case Over AI Pricing Tool

3 ARTICLES

6mo ago

Strategic Education General Counsel Sells About $238,000 in Planned Stock Trade

6 ARTICLES

6mo ago

SEC Enforcement Chief Resigns After Clashes Over High-Profile Cases

7 ARTICLES

6mo ago

Trip.com Faces U.S. Investor Lawsuits After Disclosing Chinese Antitrust Probe

3 ARTICLES

7mo ago

Whistleblower Says Paramount’s Jeff Shell Leaked Details of $7.7 Billion UFC Pact

4 ARTICLES

8mo ago

White House Filings Show Trump Bought Netflix and Warner Bros. Discovery Bonds After Merger Announcement

Regulatory Compliance

Securities Suit Alleges AEVEX Hid Lock‑Up Waiver to Enable $207.9M Sale by Controlling Owner

Lawsuits Multiply After UWM Discloses $603 Million Hedge Loss Linked to Failed Two Harbors Deal

Founder Vishal Garg Says He Has Voting Majority as Better Board Rejects Call to Reinstate Him

Senate Democrats Ask SEC to Probe TMTG’s Paid Truth API Fast Feed

Multiple Firms Push Investors Toward August Lead‑Plaintiff Deadline in Embecta Securities Suit

Securities Class Action Targets Futu After Chinese Regulator Disclosures

Multiple Law Firms Court Investors for Lead Role in Futu Securities Class Action

Coinbase Legal Chief Paul Grewal to Leave as Company Elevates In‑House Counsel

Court Finds Rex Airlines Misled Market Over 2023 Profit Forecast

Einride Lists on Nasdaq Following SPAC Merger

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Regulatory Compliance

Lula Names Otto Lobo to Lead Brazil's Securities Regulator

SFC Raids Hong Kong Units of Two Major Chinese Brokerages

DOJ Indictment Over Alleged Diversion of AI Servers Fuels Competing Super Micro Securities Suits

Crowdfunded Push to Revive Spirit Airlines Surges Past $335 Million in Pledges

Trip.com Investors Face Lead-Plaintiff Deadline in U.S. Securities Case Over AI Pricing Tool

Strategic Education General Counsel Sells About $238,000 in Planned Stock Trade

SEC Enforcement Chief Resigns After Clashes Over High-Profile Cases

Trip.com Faces U.S. Investor Lawsuits After Disclosing Chinese Antitrust Probe

Whistleblower Says Paramount’s Jeff Shell Leaked Details of $7.7 Billion UFC Pact

White House Filings Show Trump Bought Netflix and Warner Bros. Discovery Bonds After Merger Announcement

Never miss stories about

Regulatory Compliance