Finance ❯ Securities

Regulatory Compliance

Investment Advisers Securities and Exchange Commission SEC Enforcement Fraud Investigation International Finance Enforcement Trends Exchange Act Insider Trading Enforcement Securities Act

5 ARTICLES

last mo.

Expion Energy Raises $9 Million in Convertible Debenture Deal to Pursue Louisiana Oil Assets

The financing creates near-term capital for upstream acquisitions while embedding conversion terms that could dilute existing shareholders and enable further conditional investment.

4 ARTICLES

3mo ago

Supreme Court Lets SEC Seek Disgorgement Without Proving Investor Loss

8 ARTICLES

10mo ago

SEC Corp Fin Pauses Most Rule 14a-8 No-Action Reviews for 2025–26 Proxy Season