Finance ❯ Financial Services

Regulatory Bodies

Securities and Exchange Commission Consumer Protection Financial Conduct Authority Financial Oversight Ombudsman Services State Regulatory Agencies AML/CTF Bank of England

UK Names FCA as Single Supervisor for AML Oversight of Professional Services

Implementation depends on enabling legislation plus a formal transition plan.

Adrienne Harris to Leave NYDFS Oct. 17 as Kaitlin Asrow Becomes Acting Superintendent