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Financial Regulations

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3 ARTICLES

last mo.

ASIC Records AU$830 Million in Court Fines for 2025–26 Financial Year

Returns of AU$644 million to customers show enforcement results yet raise doubts over recovering a AU$300m order as well as the regulator's resourcing.

3 ARTICLES

last mo.

Nidec Accounting Report Finds ¥160.7 Billion Overstatement as Regulators Open Inspection

4 ARTICLES

4mo ago

Brazil’s Fintech Naskar Goes Dark, Freezing Client Access to Nearly R$900 Million

4 ARTICLES

4mo ago

PwC Hong Kong to Pay HK$1 Billion to Evergrande Investors in SFC Settlement

10 ARTICLES

4mo ago

CBI Arrests Two Reliance Communications Executives in SBI-Led Bank Fraud Probe

11 ARTICLES

6mo ago

MPS Director Di Stefano Resigns as Milan Prosecutors Probe Alleged Insider Trading

6 ARTICLES

7mo ago

Mumbai Court Discharges DHFL From Yes Bank Laundering Case Under IBC Immunity

3 ARTICLES

7mo ago

EFA Ends ELF Pact as Rival AFLE Unveils Funding Guarantees

3 ARTICLES

8mo ago

FGC Still Lacks Start Date for Banco Master Payouts Nearly 50 Days After Liquidation

3 ARTICLES

8mo ago

New Card Records Tie AFA Revenue Intermediary to Personal Luxury Spending, Fueling Court Inquiries

3 ARTICLES

8mo ago

First Federal Bank to Acquire Fidelity’s NOLA Lending Group

3 ARTICLES

8mo ago

TBS Compliance Chief Resigns Over 180 Faked Expense Claims Totaling ¥6.6 Million

Financial Regulations

ASIC Records AU$830 Million in Court Fines for 2025–26 Financial Year

ASIC Asks Court to Wind Up Capital Guard Over Alleged Fake Bonds

Brazil’s Central Bank Orders Extrajudicial Liquidation of Sefer Investimentos

BaFin Opens Formal Review of Zalando’s Accounts as Shares Slide

Payward Sues PowerTrade Over $7.2 Million Alleged Misappropriation

ED Expands Probe of Rajesh Exports After SEBI Alleges Massive Revenue Inflation

HSBC Australia Admits It Failed Customers and Agrees to AU$35 Million Penalty

Otto Lobo Ousts Seven CVM Superintendents and Reinstates Chief of Staff

SEBI Reimposes Rs 28.95 Crore Penalty on Suzlon, Promoters and Former CFOs

Nidec Accounting Report Finds ¥160.7 Billion Overstatement as Regulators Open Inspection

Never miss stories about

Financial Regulations

Brazil’s Fintech Naskar Goes Dark, Freezing Client Access to Nearly R$900 Million

PwC Hong Kong to Pay HK$1 Billion to Evergrande Investors in SFC Settlement

CBI Arrests Two Reliance Communications Executives in SBI-Led Bank Fraud Probe

MPS Director Di Stefano Resigns as Milan Prosecutors Probe Alleged Insider Trading

Mumbai Court Discharges DHFL From Yes Bank Laundering Case Under IBC Immunity

EFA Ends ELF Pact as Rival AFLE Unveils Funding Guarantees

FGC Still Lacks Start Date for Banco Master Payouts Nearly 50 Days After Liquidation

New Card Records Tie AFA Revenue Intermediary to Personal Luxury Spending, Fueling Court Inquiries

First Federal Bank to Acquire Fidelity’s NOLA Lending Group

TBS Compliance Chief Resigns Over 180 Faked Expense Claims Totaling ¥6.6 Million

Never miss stories about

Financial Regulations