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Enforcement Actions

Regulatory Compliance Cryptocurrency Wells Notice Whistleblower Protections Litigation Corporate Governance Conflict of Interest Lawsuits Regulatory Changes Legal Frameworks Legal Precedents Fraud Cases SEC Fraud Prevention No-Action Letters Crypto Regulations Regulatory Agencies AI-Related Risks Investigation Processes Legal Interpretation Disgorgement

SEC FY2025 Report Signals Sharp Enforcement Pivot, Disavowing Crypto and Record-Keeping Sweeps

The agency is refocusing on fraud cases that show clear investor harm.

SEC Names David Woodcock to Lead Enforcement

SEC Unveils First Enforcement Manual Rewrite in Eight Years, Standardizing Wells and Settlements

Waters Urges House Hearing to Question SEC Chair on Crypto Case Reversals

SEC Ends Aave Probe With No Enforcement as DAO Weighs Brand Control Overhaul

SEC Grants Conditional No-Action Relief for Fuse’s Utility Token

SEC Signals Shift to Function-Based Crypto Rules With Four-Category Token Taxonomy

Philippines SEC Begins Blocking Access to Ten Unlicensed Crypto Exchanges