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Enforcement Actions

Regulatory Compliance Cryptocurrency Wells Notice No-Action Letters Lawsuits Legal Interpretation SEC Investigation Processes Legal Frameworks Corporate Governance

SEC Names David Woodcock to Lead Enforcement

The move tests the SEC’s new focus on cases it says better protect investors.

SEC Resets Enforcement, Disavows Prior Crypto and Recordkeeping Cases in FY2025 Report

SEC Unveils First Enforcement Manual Rewrite in Eight Years, Standardizing Wells and Settlements

Waters Urges House Hearing to Question SEC Chair on Crypto Case Reversals

SEC Ends Aave Probe With No Enforcement as DAO Weighs Brand Control Overhaul

SEC Grants Conditional No-Action Relief for Fuse’s Utility Token

SEC Signals Shift to Function-Based Crypto Rules With Four-Category Token Taxonomy

Philippines SEC Begins Blocking Access to Ten Unlicensed Crypto Exchanges

SEC Sues Cumberland DRW for Unregistered Crypto Dealership

SEC Enforcement Director Gurbir Grewal to Depart

Mark Cuban Criticizes SEC's Gensler Over Crypto Crackdown