Business ❯ Finance ❯ Regulation

Corporate Governance

Conflict of Interest Securities and Exchange Board of India Misconduct Financial Fraud Australian Securities and Investments Commission Compliance Fines Legislation Australian Securities and Investment Commission Executive Compensation

FSS Orders Dunamu to Fix Disclosures on Naver Financial Stock Swap

The order tests how South Korea’s new crypto rulebook may reshape control and timing for the Upbit–Naver tie-up.

SEC Prepares Plan to Make Quarterly Earnings Optional

Sarah Court Named ASIC Chair, Becoming First Woman to Lead Regulator

Hong Kong Industry Presses for Proportionate CARF Rules and a Licensing Grace Period

PNB Reports Rs 2,434 Crore Borrowal Fraud Tied to Former SREI Promoters

ASIC Imposes A$150 Million Capital Charge on ASX After Inquiry Finds Governance Failures

Supreme Court Upholds SEBI Penalty on Reliance for Delay in Jio–Facebook Disclosure

SEBI Panel Urges Enforceable Ethics Rules, Public Asset Disclosures for Top Officials

ASIC Unveils Markets Roadmap, Puts $200 Billion Private Credit on Notice

FCA Opens Probe Into Drax Over Biomass Sourcing Claims

CNMV Slaps Grifols With €1.4 Million in Fines for Misleading Financial Reports

SEBI Boosts Forensic Audits and Tech Surveillance in Crackdown on Financial Fraud

ASIC sues Westpac subsidiary RAMS for systemic home loan misconduct

ASIC Sues Macquarie Securities Over Alleged Misreporting of Short Sales

Jaggi Brothers Resign from Gensol Engineering Amid Governance Crisis

Jes Staley Accused of Misleading UK Regulator to Protect Career in Jeffrey Epstein Case

Ofwat Blocks Water Firms From Using Customer Money for Executive Bonuses

Wise CEO Fined £350,000 by UK Regulator for Tax Disclosure Failures