Law ❯ Regulatory Compliance

Commodity Futures Trading Commission

Enforcement Actions Investigations Penalties Market Surveillance Exchange Rules Dodd-Frank Act Fines and Penalties Event Contracts Insider Trading Regulations Prediction Markets No-Action Relief Civil Complaints Legal Proceedings Fraud Cases Fraud Enforcement Policy Insider Trading Laws Financial Regulations Crypto Market Structure No-Action Letters

CFTC Sues North Carolina Manager Over Alleged $14M Commodity-Pool Fraud

The suit signals the CFTC's effort to assert commodity authority over crypto in pooled trading cases.

CFTC Grants Phantom No-Action Relief to Link Wallet Users to Regulated Futures

Industry Seeks Revisions as Senate Crypto Market Draft Heads for December Markup