Government ❯Regulatory Agencies

Financial Oversight

Consumer Protection Banking Regulations International Relations Federal Reserve Anti-Money Laundering Banking Supervision Bankruptcy Law Office of the Comptroller of the Currency Anti-Money Laundering Enforcement Public Policy FDIC SEC Initiatives Taxation Commissions Cryptocurrency Policy Investor Protection Market Regulation CNBV AUSTRAC Consumer Finance Intervention Banking Regulation Insurance Regulation Securities and Exchange Board of India Sanctions Sanctions Implementation Corporate Regulation Securities Regulation Enforcement Actions Market Integrity Banking Oversight

ED Arrests Former Axis Mutual Fund Trader Over ₹2 Lakh Crore Front-Running Scheme

Federal investigators identified misuse of Axis Mutual Fund trade data to pre-empt client orders for illicit profits.

Mexico’s CNBV Imposes 185 Million-Peso Fines on CIBanco, Intercam and Vector

Japan Proposes Draft Rules Mandating Multi-Factor Authentication for Securities Accounts

Fed Seeks Public Input on Loosened ‘Well-Managed’ Bank Rating Standard

Senate to Vote on Cutting CFPB Funding Cap to 6.5% of Fed Earnings

Senate narrowly confirms Michelle Bowman as Fed’s vice chair for supervision

ASIC sues Westpac subsidiary RAMS for systemic home loan misconduct

UniCredit and Banco BPM Escalate Legal Battle Over Suspended Acquisition

ASIC Sues Macquarie Securities Over Alleged Misreporting of Short Sales

Block Settles $40M Fine Over Compliance Failures in New York

FDIC Approves Crypto Activities for Banks Without Prior Approval

SEC Scales Back Crypto Enforcement, Drops High-Profile Lawsuits

Trump's Claims About Canadian Banking and Agriculture Proven False

American Express to Pay Over $246 Million in Settlements for Fraudulent Marketing and Misrepresentation

Sen. Warren Reintroduces Bill Targeting Private Equity Practices