Financial Regulations

Enforcement Actions Bank Secrecy Act Insider Trading Laws Anti-Money Laundering Laws Anti-Money Laundering Securities Law Money Laundering Dodd-Frank Act Cryptocurrency Regulations Consumer Rights Banking Law Consumer Protection Laws Premier League UK Banking Law Court Decisions Cryptocurrency Laws Escheatment Laws Securities and Exchange Commission Anti-Money Laundering Rules Illicit Finance Fines Unlicensed Money Transmitting International Emergency Economic Powers Act Crypto Regulations Client Asset Protection Antitrust Violations Banking Policies Bankruptcy Law Fraud Response to Crisis Appeals Process Rollback of Regulations Bond Requirements Privacy Laws Compliance Proceedings Congressional Ethics Insider Trading Foreign Contribution Regulation Act Financial Conduct Authority Illicit Activities Legal Actions Prevention of Money Laundering Act Premier League Charges Accurate Financial Information Charges Electronic Fund Transfer Act Market Abuse Regulation Securities Fraud SEC Jurisdiction

SEBI Cracks Down on Patel Wealth Advisors for Large-Scale Market Manipulation

The regulator barred the firm and its directors from trading, ordered recovery of Rs 3.22 crore in illegal gains, and launched a detailed investigation.

Federal Court to Decide Fate of CFPB After Mass Layoff Plan Blocked

Bank of America Warns Customers of Account Closures Under Escheatment Laws

Wells Fargo Resolves Two Longstanding Federal Reserve Enforcement Actions

Honda Finance Ordered to Pay $12.8 Million Over Credit Reporting Failures

Metro Bank Penalized £16 Million for Money Laundering Control Failures

Senator Warren Calls for Growth Restrictions on Citigroup

Starling Bank Fined £29m for 'Lax' Financial Crime Controls

JPMorgan Poised to Challenge CFPB Over Zelle Fraud Scrutiny

India Fines Binance $2.25 Million for Anti-Money Laundering Violations

US Treasury Report Highlights NFT Vulnerabilities to Fraud and Scams

Binance and KuCoin Secure Registration with India's Financial Watchdog

Binance Aims to Reverse India Ban by Paying $2 Million Fine

Changpeng Zhao Unveils Giggle Academy Amid Legal Turmoil

UK Banks Close 140,000 Small Business Accounts Amid Debanking Concerns

EU Provisionally Agrees on Stricter Anti-Money Laundering Rules for Crypto Firms

Bank of America Fined $12M for Submitting False Mortgage Data