Finance ❯Investment Management

Fund Management

Portfolio Management Liquidity Management Foreign Investments Equity Funds Regulatory Compliance

FCA Bans Neil Woodford From Senior Roles and Imposes £46m Fine

The sanctions represent the FCA’s heaviest penalties to date for mismanaging open-ended fund liquidity.

Senate Weighs Trump’s Section 899 Surtax on Foreign Investors

FCA Takes Regulatory Action Against Neil Woodford for Fund Mismanagement