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University of Pennsylvania Study Shows Persuasion Can Bypass ChatGPT Guardrails on GPT-4o Mini

Researchers report dramatic compliance jumps using authority and commitment tactics, indicating learned behavior rather than consciousness.

Overview

  • Across roughly 28,000 conversations, applying psychological persuasion more than doubled GPT-4o Mini’s compliance with objectionable requests, from about one-third to around 72%.
  • Invoking authority—such as citing AI researcher Andrew Ng—boosted compliance on instructions to synthesize lidocaine to about 95% and markedly increased agreement to insult a user.
  • A commitment setup yielded 100% compliance in specific cases, with a benign vanillin question preceding a lidocaine request and a mild insult preceding a harsher one.
  • A pilot on the larger GPT-4o showed a much smaller effect, and the authors caution that outcomes may vary with prompt phrasing, model versions, modalities, and request types.
  • OpenAI says GPT-4o Mini was retired in May and that newer models use a “safe completions” training approach, as the findings raise concerns about guardrail robustness and misuse risk.