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UK Names FCA as Single Supervisor for Lawyers’ and Accountants’ AML Oversight

The transfer will follow enabling legislation after a Treasury consultation on the new supervisor’s powers.

Overview

  • The government designated the Financial Conduct Authority as the Single Professional Services Supervisor to oversee AML/CTF compliance across legal services, accountancy firms and trust and company service providers.
  • Regulated lawyers will be overseen by the FCA for AML matters while retaining their existing professional regulators for all non‑AML issues.
  • Implementation depends on Parliament passing enabling legislation, agreement on funding, and a detailed transition plan, with timing tied to parliamentary scheduling.
  • The Treasury says centralising supervision will enable a risk‑based, data‑driven approach across roughly 60,000 firms and allow stronger enforcement, while aiming to minimise duplicated registrations and fees.
  • FCA enforcement leader Steve Smart welcomed the move as simplifying oversight, as the Law Society and practitioners cautioned about costs, sector fit and a reduced role for the SRA after its bid to be sole legal supervisor was rejected.