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Tech Bets and Index Rules Drive Diverging Returns in U.S. Growth and Small‑Cap ETFs

Heavy tech concentration paired with large single‑stock positions explains recent performance gaps, increasing volatility for investors.

Overview

  • Schwab’s SCHA has outperformed Vanguard’s broad small‑cap fund VB over the trailing year largely because a roughly 4.6% Sandisk stake boosted returns in the Dow Jones‑linked index fund.
  • Vanguard’s mega‑cap growth ETF MGK is highly concentrated in technology with about 72% tech weight and large stakes in Nvidia, Apple and Microsoft, while Vanguard’s small‑cap growth ETF VBK spreads risk across roughly 543 holdings.
  • Expense ratios are uniformly low and similar across the funds compared, with MGK and VBK at about 0.05% and both VB and SCHA at about 0.03%, so fees are not the decisive factor in recent gaps.
  • Index choice and holdings count drive different exposures: VB’s CRSP benchmark holds about 1,300 names and offers a higher trailing 12‑month yield near 1.2%, while SCHA’s Dow Jones benchmark holds about 1,700 names and is more tech tilted with a near 1.0% yield.
  • The practical trade‑off for investors is clear: concentrated, tech‑heavy ETFs can produce stronger short‑term gains but raise single‑stock and sector risk, while broader small‑cap funds offer more diversification and steadier income characteristics.