Overview

• The SEC will restructure its enforcement and exams divisions, introducing new deputy director roles for the West, Northeast, Southeast, and specialized units.
• Nine regional directors have been reassigned to new positions, with Katherine Zoladz, Nekia Jones, and Antonia Apps taking on leadership roles for the newly defined regions.
• Acting Chairman Mark Uyeda cited inefficiencies in the current structure, including excessive direct reports, as a key driver for the changes.
• The reorganization follows significant challenges, such as the closure of the Salt Lake City office after a failed cryptocurrency case and a wave of staff resignations.
• The changes, aimed at streamlining oversight and improving management, will take effect on April 9, 2025, as confirmed in an internal memo.