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SEC Announces Major Reorganization of Enforcement and Exams Divisions

Acting Chairman Mark Uyeda details structural changes aimed at improving efficiency, with new leadership roles and reporting structures set to take effect April 9, 2025.

The headquarters of the U.S. Securities and Exchange Commission (SEC) is seen in Washington, D.C., U.S., May 12, 2021. Picture taken May 12, 2021. REUTERS/Andrew Kelly/File Photo
FILE PHOTO: The U.S. Securities and Exchange Commission (SEC) headquarters in Washington, DC, U.S., November 25, 2024. REUTERS/Benoit Tessier/File Photo
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Overview

  • The SEC will restructure its enforcement and exams divisions, introducing new deputy director roles for the West, Northeast, Southeast, and specialized units.
  • Nine regional directors have been reassigned to new positions, with Katherine Zoladz, Nekia Jones, and Antonia Apps taking on leadership roles for the newly defined regions.
  • Acting Chairman Mark Uyeda cited inefficiencies in the current structure, including excessive direct reports, as a key driver for the changes.
  • The reorganization follows significant challenges, such as the closure of the Salt Lake City office after a failed cryptocurrency case and a wave of staff resignations.
  • The changes, aimed at streamlining oversight and improving management, will take effect on April 9, 2025, as confirmed in an internal memo.