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FinCEN Proposes Overhaul of AML/CFT Program Rules

The draft shifts oversight toward proven results with stricter, documented risk assessment.

Overview

  • FinCEN proposed a rule that would overhaul Bank Secrecy Act compliance for banks, fintechs, money services businesses, and broker‑dealers.
  • The draft would require AML/CFT programs to work in practice, drawing a clear line between setting a program up and keeping it operating effectively day to day.
  • It directs firms to steer more staff and tools to higher‑risk customers and activities based on each institution’s risk profile.
  • It would require a written risk assessment that firms update when risks change and that reflects national anti‑money‑laundering and counter‑terror finance priorities.
  • For banks, it would add a FinCEN check on major supervisory actions, and the proposal moves to public comment after replacing an earlier 2024 draft.