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EU Unveils Plan to Expand ESMA’s Direct Oversight and Unify Capital Markets

The plan now faces scrutiny from EU lawmakers and governments.

Overview

  • The European Commission proposed shifting supervision of major trading venues, central counterparties, central securities depositories and large crypto‑asset providers to ESMA.
  • The package would streamline cross‑border activity through enhanced passporting, allow pan‑EU trading venues to consolidate under a single licence, and relax certain limits on distributed‑ledger technology pilots.
  • France, Italy and Austria support stronger EU‑level supervision, while Malta’s regulator opposes expanding ESMA’s role over crypto firms.
  • Industry and fintech groups warn that centralization could slow approvals and create bottlenecks unless ESMA receives significant additional resources.
  • The reforms seek to channel more private savings into EU markets to close a competitiveness gap with the U.S., where stock‑market capitalization is about 270% of GDP versus roughly 73% in the EU.