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CFTC Eases Reporting Rules for Four Prediction Markets Under No‑Action Letters

Staff tailored derivatives reporting rules to exchange‑traded event contracts without altering underlying law.

Overview

  • The CFTC’s market oversight and clearing divisions issued no‑action letters on Dec. 11 that waive certain swap data reporting and recordkeeping obligations for event‑style contracts.
  • Relief covers Polymarket US, LedgerX operating as MIAX Derivatives Exchange, Aristotle Exchange for PredictIt, and Gemini’s Gemini Titan platform.
  • Conditions require full collateralization of positions, prompt publication of time‑and‑sales data after execution, and adherence to specified swap recording standards.
  • For Polymarket US and LedgerX, the letters lift prior limits on futures commission merchant intermediation, allowing registered brokers to clear customer positions.
  • The agency stressed the relief is narrow, supervisory, and subject to change or withdrawal, reflecting closer oversight as prediction‑market volumes expand.